Regulatory Risk & Compliance Manager at Alpha.Jobs

Hey! We’re Plum, your smart saving and investing app on a mission to help grow money for life. Whether you’re stashing the cash for tea and toast in your first home or catching some rays during retirement, Plum’s got your back.

Since 2016, over 2 million people in 10 European markets have set aside more than £2 billion with our clever automation and AI – that’s the magic of Plum! As recognition for our work, we’ve received awards from the likes of Deloitte, Finder, and more.

That’s all down to our passionate team of 200+ Plumsters, who work around Europe to help us achieve our mission. And now we’re looking for more brilliant people to join us on our journey.

The Role

We are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Risk & Compliance Manager or Assistant Manager to expand our Compliance team. You will assist in enhancing compliance culture and supporting our team’s mission to act as a liaison between Plum and regulatory bodies.

What You’ll Be Doing

• Develop and assist in the implementation of regulatory compliance policies and procedures by engaging in drafting and/or updating them to ensure adherence to all applicable regulations
• Design and monitor the implementation of the annual compliance plan, and deal with internal ad-hoc compliance requests to ensure that internal processes and policies are applied
• Conduct checks, risk assessments and assist in the production of compliance reports, in accordance with our Compliance Monitoring Programme to ensure regular reviews and assessments
• Review marketing, advertising and press material to ensure they comply with regulatory requirements
• Lead the preparation of reports for submission to the regulators on Pillar I, Pillar II, and Pillar III as well as other risk and compliance related matters
• Support in the regulatory compliance review of third-parties and new products
• Support with company secretariat duties relating to the BoD
• Support with the oversight and coordination of the RCSA process
• Share knowledge and experience with peers through team meetings, presentations and collaboration sessions
• Collaborate with the Risk department on joint risk assessment as well as transformational projects
• Monitor regulatory changes, amendments, trends or any other developments that may impact our operations and update internal records accordingly

What We’re Looking For

• Bachelor’s degree in law, economics, business, or a related field. MBA or Master’s degree in Law/European Banking/Investments/Payments Regulation, or in related fields will be considered as strong plus
• At least 3-5 years of experience in a similar role within the financial services industry, preferably in investment services. Other relevant sectors include electronic money and payment services.
• Strong knowledge of EU regulations related to prudential and regulatory compliance matters, including investment services regulation
• Holder of CySEC Advanced Certification is considered preferable
• Strong knowledge of CySEC regulatory reporting requirements
• Excellent written and verbal communication skills in English
• Strong analytical skills and attention to detail
• Ability to work both independently and in a team environment, including managing teams, to complete assigned tasks within established timeframes

What’s In It For You

• Own part of the company you’re helping grow through stock options
• Private health insurance
• Annual training budget
• Plum Premium for free
• Competitive referral scheme
• Flexible approach to remote working: we encourage at least 2 days a week in one of our beautiful offices in London, Athens or Cyprus
• Team breakfasts and team lunches
• 25 days holiday + bank holidays
• 45 work-from-anywhere days to give you flexibility to work your way
• 2 weeks sabbatical after 4 years to take the break you deserve
• Enhanced parental leave
• 1 paid volunteering day annually
• Annual team trip to a surprise destination!
• A fun, inclusive company culture (think 🦄🌈💯)

If you think this sounds like you, don’t hesitate to get in touch!

Thanks,

Plum Τeam 💜

• Plum is an Equal Opportunity Employer. Plum does not discriminate on the basis of age, race, religion, sex, gender identity, sexual orientation, non-disqualifying physical or mental disability, national origin or any other basis covered by appropriate law. All employment is decided on the basis of qualifications, merit and business need

Job Tags: MS Office, Αγγλικά, Κύπρος, Λευκωσία